John Woo (CRD# 2324482) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Los Angeles, CA and has over 31 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
World System Builders (wsb) | Alviso, CA | Jan 2023 - Current | 1 |
Worldwide Legacy Builder (wlb) | Agoura Hills, CA | Jul 2022 - Current | 2 |
National Association Of Registered Social Security Analysts | Wratagh, NY | Oct 2021 - Current | 2 |
Wlb Group, Inc. | Los Angeles, CA | Mar 2017 - Current | 7 |
Heartland Institute Of Financial Education College Planning Prog | Aurora, CO | Oct 2012 - Current | 11 |
Heartland Institute Of Financial Education | Aurora, CO | Jun 2012 - Current | 12 |
Transamerica Financial Advisors, Inc. | Los Angeles, CA | Jan 2012 - Current | 12 |
Alpha Mortgage | Los Angelos, CA | Aug 2005 - Current | 18 |
Blue Cross Health Insurance | Los Angelos, CA | Oct 2002 - Current | 21 |
Wfg | Los Angeles, CA | Jun 2001 - Current | 23 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Feb 1993 |
S65 | NASAA Investment Advisors Law Examination | Mar 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management1,619MILLIONS
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Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
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