Kellen Ng (CRD# 6309230) is an Investment Advisor Representative working at City National Securities, Inc. in Los Angeles, CA and has over 10 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| City National Securities | Los Angeles, CA | May 2021 - Current | 3 |
| City National Rochdale | Irvine, CA | Dec 2018 - May 2021 | 2 |
| City National Securities | Beverly Hills, CA | Jul 2017 - Dec 2018 | 1 |
| Jp Morgan Securities LLC | West Covina, CA | Apr 2016 - Jun 2017 | 1 |
| Jpmorgan Chase Bank | West Covina, CA | Apr 2016 - Jun 2017 | 1 |
| 1st Global Advisors, Inc. | Pasadena, CA | Nov 2015 - Apr 2016 | < 1 |
| 1st Global Capital Corp | Pasadena, CA | Sep 2014 - Apr 2016 | 1 |
| 1st Global Insurance Services, Inc. | Pasadena, CA | Sep 2014 - Apr 2016 | 1 |
| Roger A Brown & Company | Pasadena, CA | Jul 2014 - Apr 2016 | 1 |
| Unemployed | La Puente, CA | Jun 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Nov 2015 |
| S63 | Uniform Securities State Law Examination | Apr 2014 |
- CA
-
Total Assets Under Management1,490MILLIONS
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Total Number of Accounts2,126ACCOUNTS
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Average Account Value$700,934
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, DC, FL, GA, HI, LA, MA, NJ, NV, NY, OH, PA, TX, WA
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