Liselotte Richards (CRD# 6402323) is an Investment Advisor Representative working at Seia in Los Angeles, CA and has over 7 years of experience in the finance industry.
CRD# 2962660
Grove Point Advisors, LLC
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ses Inc. | Los Angeles, CA | Jul 2023 - Current | < 1 |
| Seia LLC | Los Angeles, CA | Aug 2014 - Current | 9 |
| Royal Alliance Associates, Inc. | Los Angeles, CA | Nov 2018 - Jul 2023 | 4 |
| Sii | Los Angeles, CA | Sep 2014 - Nov 2018 | 4 |
| Unemployed | Los Angeles, CA | Feb 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | May 2016 |
- CA
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Total Assets Under Management14,212MILLIONS
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Total Number of Accounts18,483ACCOUNTS
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Average Account Value$768,896
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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