Nicholas Smith, financial advisor Los Angeles CA
89 score

Nicholas Smith

CRD Number: 6237842
Current Firm: City National Securities, Inc.

Nicholas Smith (CRD# 6237842) is an Investment Advisor Representative working at City National Securities, Inc. in Los Angeles, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
City National Bank Los Angeles, CA Dec 2015 - Current 1
Citigroup Los Angeles, CA Feb 2015 - Nov 2015 < 1
Citigroup Washington, DC Jun 2013 - Jan 2015 1
Seton Hall University School Of Law Newark, NJ Aug 2010 - May 2013 2
N/a Los Angeles, CA Feb 2010 - Jul 2010 < 1
United States Marine Corps Marine Corps Base Hawaii (mcbh), HI Jan 2006 - Jan 2010 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Contact Info for Nicholas C. Smith
Phone Number: 310-888-6400
Firm Website: http://www.cnb.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    668
    MILLIONS
  • Total Number of Accounts
    1,036
    ACCOUNTS
  • Average Account Value
    $645,239
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AZ, CA, CO, NV, NY, TX

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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