Robert NicholsCRD Number: 347698
Current Firm: Windward Capital Management Co
Robert Nichols (CRD# 347698) is an Investment Advisor Representative working at Windward Capital Management Co in Los Angeles, CA and has over 26 years of experience in the finance industry.
Awm Capital, LLC
Wealth Management Partners Of Los Angeles
Quantum Financial Advisors, LLC
|Windward Capital Management Company||Los Angeles, CA||Jan 1996 - Current||26|
|S. L. Reed & Company||Irvine, CA||Jan 1996 - Current||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1995|
|S65||NASAA Investment Advisors Law Examination||Nov 1995|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management1,212MILLIONS
Total Number of Accounts208ACCOUNTS
Average Account Value$5,825,424
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CO, CT, NV, TX, WA
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