Stephen ChingCRD Number: 5531001
Current Firm: Wedbush Securities Inc.
Stephen Ching (CRD# 5531001) is an Investment Advisor Representative working at Wedbush Securities Inc. in Los Angeles, CA and has over 9 years of experience in the finance industry.
Jst Investment Consulting
Fried Asset Management, Inc.
|Wedbush Securities||Glendale, CA||Apr 2010 - Current||7|
|Skyline Financial Corp||Pasadena, CA||Aug 2008 - Current||9|
|Total Financial Resource Advisory, Inc.||Pasadena, CA||Aug 2008 - Apr 2010||1|
|Americorp Funding||Pasadena, CA||Jan 1998 - Aug 2008||10|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management1,593MILLIONS
Total Number of Accounts5,010ACCOUNTS
Average Account Value$317,867
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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