Beau Handy (CRD# 6015760) is an Investment Advisor Representative working at Dmlo Wealth Planning, LLC in Louisville, KY and has over 12 years of experience in the finance industry. Beau Handy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Private Client Services, LLC | Louisville, KY | Dec 2022 - Current | 1 |
| Guidance Capital, Inc. | Louisville, KY | Oct 2022 - Current | 1 |
| Dynamic Market Advantage, LLC | Louisville, KY | Oct 2022 - Current | 1 |
| Dmlo Wealth Planing, LLC | Lousiville, KY | Oct 2022 - Current | 1 |
| Money Concepts Advisory Service | Palm Gardens, FL | Feb 2012 - Nov 2022 | 10 |
| Money Concepts Capital Corp. | Palm Beach Gardens, FL | Jan 2012 - Oct 2022 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2012 |
- KY
-
Total Assets Under Management14MILLIONS
-
Total Number of Accounts60ACCOUNTS
-
Average Account Value$237,083
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
IN, KY
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