Bruce Corwin (CRD# 4513571) is an Investment Advisor Representative working at First Kentucky Securities Corp in Louisville, KY and has over 15 years of experience in the finance industry. Bruce Corwin has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| First Kentucky Securities Corporation | Louisville, KY | May 2020 - Current | 3 |
| Ross, Sinclaire & Associates, LLC | Cincinnati, OH | Jun 2019 - May 2020 | < 1 |
| Raymond James & Associates | Louisville, KY | Oct 2011 - Jun 2019 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2010 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2009 |
- KY
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Total Assets Under Management535MILLIONS
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Total Number of Accounts1,690ACCOUNTS
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Average Account Value$316,741
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Security ratings or pricing services
AL, CA, CO, DC, FL, IL, IN, KY, LA, MS, NC, NE, OH, SC, TN, TX, VA
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