Marcus Warren (CRD# 4522297) is an Investment Advisor Representative working at Warren Wealth Management & Tax Planning Inc. in Louisville, KY and has over 21 years of experience in the finance industry.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Syndicate Ins Solutions Incorporated | Louisville, KY | Jan 2021 - Current | 3 |
| Warren Wealth Management & Tax Planning Inc. | Louisville, KY | Jan 2020 - Current | 4 |
| Gradient Advisors, LLC | Arden Hills, MN | Sep 2018 - Dec 2019 | 1 |
| J. Hagan Warren Capital Partners Inc. Dba Warren Wealth Mgmt | Louisville, KY | Jul 2018 - Dec 2019 | 1 |
| Hagan Warren Wealth Management | Louisville, KY | Sep 2018 - Nov 2018 | < 1 |
| Jhw Tax Enterprises, LLC | Louisville, KY | Nov 2013 - Aug 2018 | 4 |
| J. Hagan Warren Capital Inc. | Louisville, KY | Sep 2013 - Aug 2018 | 4 |
| J. Hagan Warren Capital Holdings, Inc. | Louisville, KY | Jun 2013 - Jun 2018 | 5 |
| The Franchise Corp. | Louisville, KY | Sep 2012 - Dec 2017 | 5 |
| The Warren Investment Group, LLC | Louisville, KY | Jan 2005 - Dec 2017 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2002 |
| S65 | NASAA Investment Advisors Law Examination | Dec 2004 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IN
- KY
- OH
- TN
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Total Assets Under Management19MILLIONS
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Total Number of Accounts163ACCOUNTS
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Average Account Value$117,178
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
IN, KY, OH, TN
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