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Marcus Warren, financial advisor Louisville KY

Marcus Warren

CRD Number: 4522297
Current Firm: Gradient Advisors, LLC

Marcus Warren (CRD# 4522297) is an Investment Advisor Representative working at Gradient Advisors, LLC in Louisville, KY and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Warren Wealth Management & Tax Planning Inc. Louisville, KY Jan 2020 - Current 1
Gradient Advisors, LLC Arden Hills, MN Sep 2018 - Dec 2019 1
J. Hagan Warren Capital Partners Inc. Dba Warren Wealth Mgmt Louisville, KY Jul 2018 - Dec 2019 1
Hagan Warren Wealth Management Louisville, KY Sep 2018 - Nov 2018 < 1
Jhw Tax Enterprises, LLC Louisville, KY Nov 2013 - Aug 2018 4
J. Hagan Capital Inc. Louisville, KY Sep 2013 - Aug 2018 4
J. Hagan Warren Capital Holdings, Inc. Louisville, KY Jun 2013 - Jun 2018 5
The Franchise Corp. Louisville, KY Sep 2012 - Dec 2017 5
The Warren Investment Group, LLC Louisville, KY Jan 2005 - Dec 2017 12
Madison Avenue Securities, Inc. Louisville, KY Jan 2009 - Sep 2013 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2002
S65 NASAA Investment Advisors Law Examination Dec 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Marcus G. Warren
By the Numbers
  • Total Assets Under Management
    100
    MILLIONS
  • Total Number of Accounts
    1,367
    ACCOUNTS
  • Average Account Value
    $73,337
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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