Michael Gross (CRD# 2941586) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Louisville, KY and has over 25 years of experience in the finance industry. Michael Gross has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cambridge Investment Research Advisors Inc. | Fairfield, IA | Feb 2024 - Current | < 1 |
| Moneylife Partners, Inc. | Louisville, KY | Aug 2017 - Current | 6 |
| Fortune Financial Services, Inc. | Monaca, PA | Mar 2018 - Jun 2018 | < 1 |
| Bluegrass Capital Advisors | Louisville, KY | Feb 2012 - Oct 2017 | 5 |
| Cornerstone Corp | Louisville, KY | Feb 2012 - Jul 2017 | 5 |
| Private Client Services | Louisville, KY | Feb 2016 - Apr 2017 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1998 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- KY
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Total Assets Under Management87,369MILLIONS
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Total Number of Accounts448,526ACCOUNTS
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Average Account Value$194,791
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