Michael JonesCRD Number: 1888272
Current Firm: Cambridge Investment Research Advisors, Inc.
Michael Jones (CRD# 1888272) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Louisville, KY and has over 28 years of experience in the finance industry. Michael Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
|Cambridge Investment Research, Inc.||Fairfield, IA||Jul 2014 - Current||2|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Nov 2013 - Current||3|
|Spaulding University||Louisville, KY||Mar 2013 - Current||3|
|Lifetime Financial Solutions Inc.||Louisville, KY||Apr 2006 - Current||10|
|Onyx Wealth Advisors, Inc.||Dalla, TX||May 2011 - Nov 2013||2|
|First Allied Securities, Inc.||San Diego, CA||Apr 2012 - Jul 2013||1|
|Mckendree University||Louisville, KY||Jun 2010 - Dec 2012||2|
|Cambridge Legacy Securities||Dallas, TX||May 2011 - Apr 2012||< 1|
|Lincoln Financial Securities Corp||Louisville, KY||Jun 2009 - May 2011||1|
|U.s. Financial Advisors, LLC||Braintree, MA||Jun 2009 - May 2011||1|
|Indiana Wesleyan Univeristy||Louisville, KY||Jun 2002 - Jun 2010||8|
|Linsco/private Ledger Corp.||Louisville, KY||Jan 1995 - Jun 2009||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1988|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
- Customer Dispute
- Judgments / Liens
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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