Michael Jones, financial advisor Louisville KY
62 score

Michael Jones

CRD Number: 1888272
Current Firm: Cambridge Investment Research Advisors, Inc.

Michael Jones (CRD# 1888272) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Louisville, KY and has over 28 years of experience in the finance industry. Michael Jones has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research, Inc. Fairfield, IA Jul 2014 - Current 2
Cambridge Investment Research Advisors, Inc. Fairfield, IA Nov 2013 - Current 3
Spaulding University Louisville, KY Mar 2013 - Current 3
Lifetime Financial Solutions Inc. Louisville, KY Apr 2006 - Current 10
Onyx Wealth Advisors, Inc. Dalla, TX May 2011 - Nov 2013 2
First Allied Securities, Inc. San Diego, CA Apr 2012 - Jul 2013 1
Mckendree University Louisville, KY Jun 2010 - Dec 2012 2
Cambridge Legacy Securities Dallas, TX May 2011 - Apr 2012 < 1
Lincoln Financial Securities Corp Louisville, KY Jun 2009 - May 2011 1
U.s. Financial Advisors, LLC Braintree, MA Jun 2009 - May 2011 1
Indiana Wesleyan Univeristy Louisville, KY Jun 2002 - Jun 2010 8
Linsco/private Ledger Corp. Louisville, KY Jan 1995 - Jun 2009 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1988
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Michael L. Jones
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • KY
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
62

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