Patricia Bennett, financial advisor Louisville KY

Patricia Bennett

CRD Number: 4490199
Current Firm: Raymond James & Associates, Inc.

Patricia Bennett (CRD# 4490199) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Louisville, KY and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associates, Inc. New Smyrna Beach, FL Mar 2021 - Current 3
Raymond James & Associates Louisville, KY Mar 2017 - Current 7
Bank Of America, N.a. Louisville, KY Apr 2010 - Mar 2017 6
Merrill Lynch, Pierce, Fenner & Smith Incorporated Louisville, KY Dec 2007 - Mar 2017 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2002
S65 NASAA Investment Advisors Law Examination Apr 2002
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Patricia B. Bennett
Phone Number: 727-567-1000
Registered State(s):
  • FL
  • KY
  • TX
By the Numbers
  • Total Assets Under Management
    350,042
    MILLIONS
  • Total Number of Accounts
    992,551
    ACCOUNTS
  • Average Account Value
    $352,669
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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