Thomas Falkner (CRD# 6962277) is an Investment Advisor Representative working at Legacy Financial Independent Advisors LLC in Louisville, KY and has over 3 years of experience in the finance industry. Thomas Falkner has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6729610
Lpl Financial LLC
CRD# 4035401
Ameriprise Financial Services, LLC
CRD# 6656510
Brookstone Financial
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Legacy Financial Independent Advisors LLC | Lexington, KY | Jan 2023 - Current | 1 |
| First Kentucky Securities Corporation | Louisville, KY | May 2020 - Jan 2023 | 2 |
| First Kentucky Securities Corporation | Lousiville, KY | May 2018 - May 2020 | 2 |
| University Of Louisville | Louisville, KY | Aug 2016 - Nov 2019 | 3 |
| Dick's Sporting Goods | Lousiville, KY | Nov 2015 - Mar 2019 | 3 |
| Norm Oldman High School | Goshen, KY | Aug 2012 - Jun 2016 | 3 |
| Big Springs Country Club | Lousiville, KY | Jun 2014 - Jun 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2020 |
- KY
-
Total Assets Under Management428MILLIONS
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Total Number of Accounts2,296ACCOUNTS
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Average Account Value$186,603
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, FL, GA, IL, IN, KY, LA, NC, OH, SC, TX
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