James Johnson (CRD# 1437481) is an Investment Advisor Representative working at Smc Portfolio Mangement in Loveland, OH and has over 26 years of experience in the finance industry.
CRD# 6665238
U.s. Bancorp Investments, Inc.
CRD# 6208290
Fidelity Personal And Workplace Advisors
CRD# 2076400
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Portfolio Medics | Bonita Springs, FL | Aug 2022 - Current | 1 |
| Independent Insurance Agent | Loveland, OH | Aug 2022 - Current | 1 |
| Safe Money Concepts | Cincinnati, OH | Jul 2005 - Aug 2022 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1998 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2023 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management6MILLIONS
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Total Number of Accounts78ACCOUNTS
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Average Account Value$70,513
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
OH
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