Michael Sullivan (CRD# 2423809) is an Investment Advisor Representative working at Wallem Associates, Inc. in Loves Park, IL and has over 30 years of experience in the finance industry. Michael Sullivan has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2088227
Cetera Investment Advisers LLC
CRD# 5115121
Focus Financial Advisors
CRD# 6311988
Savant Wealth Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wallem Associates, Inc. | Loves Park, IL | Jul 2012 - Current | 11 |
| Cambridge Investment Research, Inc. | Fairfield, IA | Apr 2016 - Jan 2024 | 7 |
| Cambridge Investment Research Advisors, Inc. | Fairfield, IA | Apr 2016 - Jan 2024 | 7 |
| Wallem Associates, Inc. | Rockford, IL | Jul 2012 - Jan 2024 | 11 |
| Transamerica Financial Advisors, Inc. | Rockford, IL | Jul 2012 - Apr 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1994 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
- IL
- WI
-
Total Assets Under Management0MILLIONS
-
Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
IL, WI
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