Paul Sortino, financial advisor Lutherville-Timonium MD
93 score

Paul Sortino

CRD Number: 5347994
Current Firm: Esi Financial Advisors

Paul Sortino (CRD# 5347994) is an Investment Advisor Representative working at Esi Financial Advisors in Lutherville-Timonium, MD and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Worthington Financial Partners Hunt Valley, MD Jan 2010 - Current 6
Equity Services, Inc. Montpelier, VT Jun 2007 - Current 9
National Financial Legacy Group Hunt Valley, MD Aug 2006 - Jan 2010 3
University Of Maryland College Park, MD Sep 2002 - Jun 2007 4
Bayou Cafe White Marsh, MD Jun 2006 - Nov 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S65 NASAA Investment Advisors Law Examination Dec 2007
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Paul A. Sortino
Phone Number: 800-344-7437
Registered State(s):
  • MD
By the Numbers
  • Total Assets Under Management
    975
    MILLIONS
  • Total Number of Accounts
    6,558
    ACCOUNTS
  • Average Account Value
    $148,612
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93

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