Shanna Pendergrast (CRD# 3093527) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Madison, AL and has over 25 years of experience in the finance industry.
CRD# 4169767
Lpl Financial LLC
CRD# 2106004
Raymond James Financial Services Advisors, Inc.
CRD# 6238002
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Service LLC | Saint Cloud, MN | Apr 2021 - Current | 3 |
| Alabama Credit Union | Tuscaloosa, AL | Apr 2021 - Current | 3 |
| Cetera Investment Advisers LLC | Tuscaloosa, AL | Apr 2021 - Current | 3 |
| Edward Jones | St Louis, MO | Feb 2019 - Apr 2021 | 2 |
| Coldwell Banker Pinnacle Properties | Florence, AL | Jul 2018 - Jan 2019 | < 1 |
| Crye-leike Realty | Florence, AL | May 2013 - Jul 2018 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1998 |
| S65 | NASAA Investment Advisors Law Examination | Apr 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AL
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
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- Financial planning services
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- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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