Sophie Helenek (CRD# 5126715) is an Investment Advisor Representative working at Westminster Financial Advisory Corp in Madison, CT and has over 8 years of experience in the finance industry.
CRD# 4579297
Upper Left Wealth Management, LLC
CRD# 2726777
Springboard Asset Management LLC
CRD# 5623606
Citizens Securities, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Westminster Financial Securities, Inc. | Madison, CT | Aug 2020 - Current | 3 |
| Morgan Stanley Private Bank, N.a. | New York, NY | Mar 2016 - Aug 2020 | 4 |
| Morgan Stanley Smith Barney LLC | Essex, CT | Dec 2015 - Aug 2020 | 4 |
| J H Metal Finishing Inc. | New Britain, CT | Jun 2015 - Nov 2015 | < 1 |
| Unemployed | Haddam, CT | Nov 2010 - May 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2016 |
- CT
- LA
- MT
- NJ
- NM
- NY
- RI
- VT
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Total Assets Under Management920MILLIONS
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Total Number of Accounts2,260ACCOUNTS
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Average Account Value$407,199
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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