Wayne Schmidt, financial advisor Madisonville LA
77 score

Wayne Schmidt

CRD Number: 1313631
Current Firm: Ameritas Investment Corp

Wayne Schmidt (CRD# 1313631) is an Investment Advisor Representative working at Ameritas Investment Corp in Madisonville, LA and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Capital Management Group LLC Madisonville, LA Jul 2013 - Current 3
Wayne D Schmidt LLC Madisonville, LA Nov 2012 - Current 4
Ameritas Investment Corp Lincoln, NE Mar 2006 - Current 10
Advantage Network Financial Services LLC Madisonville, LA Feb 2006 - Current 10
Audubon Insurance Agency, LLC Hammond, LA May 2011 - Oct 2012 1

Wayne Schmidt has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Wayne D. Schmidt
Phone Number: 800-335-9858
Firm Website: http://www.ameritas.com
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    2,296
    MILLIONS
  • Total Number of Accounts
    8,235
    ACCOUNTS
  • Average Account Value
    $278,845
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
77

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