Gregory CaterCRD Number: 873218
Current Firm: First Allied Advisory Services, Inc.
Gregory Cater (CRD# 873218) is an Investment Advisor Representative working at First Allied Advisory Services, Inc. in Magnolia, TX and has over 38 years of experience in the finance industry.
Waterway Wealth Management, LLC
Centaurus Financial, Inc.
Lpl Financial LLC
|First Allied Advisory Services, Inc.||Chesterfield, MO||Apr 2012 - Current||6|
|First Allied Securities||San Diego, CA||Sep 2000 - Current||17|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1979|
|S66||NASAA Uniform Combined State Law Examination||Jun 2010|
Total Assets Under Management4,543MILLIONS
Total Number of Accounts23,384ACCOUNTS
Average Account Value$194,276
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY