William Lloyd (CRD# 6632806) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Magnolia, TX and has over 7 years of experience in the finance industry.
CRD# 5776541
Equitable Advisors, LLC
CRD# 4079212
Lpl Financial LLC
CRD# 1492644
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Westlake, TX | Feb 2022 - Current | 2 |
| Jp Morgan Securities, LLC | Houston, TX | Jul 2017 - Feb 2022 | 4 |
| Jp Morgan Chase Bank Na | Houston, TX | Jul 2017 - Feb 2022 | 4 |
| Jp Morgan Securities LLC | Houston, TX | Mar 2016 - Jul 2017 | 1 |
| Jp Morgan Chase | Houston, TX | Mar 2016 - Jul 2017 | 1 |
| Wells Fargo | Tomball, TX | Jul 2007 - Feb 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jun 2016 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2021 |
- TX
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Total Assets Under Management818,776MILLIONS
-
Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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