Charles Smith (CRD# 871804) is an Investment Advisor Representative working at Delta Advisory Group, Inc. in Maitland, FL and has over 38 years of experience in the finance industry.
CRD# 6160017
Cetera Investment Advisers LLC
CRD# 2811837
Certified Advisory Corp
CRD# 5855622
Financial Harvest Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Delta Realty Advisors, Inc. | Maitland, FL | Jan 2010 - Current | 14 |
| Delta Advisory Group, Inc. | Maitland, FL | Dec 2009 - Current | 14 |
| Delta Research Institute, Inc. | Orlando, FL | Jan 1992 - Current | 32 |
| Charles C. Smith, Jr., P.a. | Orlando, FL | May 1978 - Current | 45 |
| Tuscan Gardens | Orlando, FL | Jan 2015 - Dec 2020 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1985 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
- TX
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Total Assets Under Management174MILLIONS
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Total Number of Accounts892ACCOUNTS
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Average Account Value$195,075
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
CA, FL, GA, LA, MD, NC, OH, PA, SC, TN, TX, WI
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