Colin SullivanCRD Number: 7069633
Current Firm: Vanguard Advisers, Inc.
Colin Sullivan (CRD# 7069633) is an Investment Advisor Representative working at Vanguard Advisers, Inc. in Malvern, PA and has over 3 years of experience in the finance industry.
Lpl Financial LLC
Affinity Wealth Management LLC
Oppenheimer & Company Inc.
|The Prudential Insurance Company Of America||Marlton, NJ||Mar 2019 - Current||3|
|Pruco Securities LLC||Marlton, NJ||Nov 2018 - Current||4|
|Unemployed||Yardley, PA||Jun 2018 - Nov 2018||< 1|
|Pennsylvania State University||State College, PA||Aug 2014 - May 2018||3|
|Nittany Beverage||State College, PA||May 2016 - Aug 2017||1|
|Unemployed||Yardley, PA||Jun 2014 - Oct 2014||< 1|
|Ohio Wesleyan University||Delaware, OH||Oct 2013 - Jun 2014||< 1|
|Unemployed||Yardley, PA||Jun 2013 - Oct 2013||< 1|
|Pennsbury High School||Falls, PA||Oct 2010 - Jun 2013||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2019|
|S65||NASAA Investment Advisors Law Examination||Feb 2020|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management338,871MILLIONS
Total Number of Accounts602,258ACCOUNTS
Average Account Value$562,667
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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