Thomas Stephen, financial advisor Manchester NH

Thomas Stephen

CRD Number: 6534724
Current Firm: Glenwood Investment Group, LLC

Thomas Stephen (CRD# 6534724) is an Investment Advisor Representative working at Glenwood Investment Group, LLC in Manchester, NH and has over 5 years of experience in the finance industry. Thomas Stephen has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Glenwood Investment Group, LLC Manchester, NH Jul 2018 - Current 3
Valmark Advisers, Inc. Akron, OH Mar 2018 - Jun 2018 < 1
Valmark Securities, Inc. Akron, OH Oct 2015 - Jun 2018 2
Glenwood Investment Group Manchester, NH May 2015 - Aug 2015 < 1
Paulys Pockets Durham, NH Aug 2011 - Aug 2015 4
Advantage Food Group Manchester, NH Jun 2013 - Aug 2013 < 1
Boyntons Taproom Manchester, NH Jun 2009 - Jun 2012 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2015
Contact Info for Thomas J. Stephen
Phone Number: 603-606-3391
Registered State(s):
  • NH
By the Numbers
  • Total Assets Under Management
    133
    MILLIONS
  • Total Number of Accounts
    847
    ACCOUNTS
  • Average Account Value
    $157,390
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

FL, MA, NH, TX

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