John Walters, financial advisor Manhattan KS
93 score

John Walters

CRD Number: 5406668
Current Firm: Goss Wealth Management

John Walters (CRD# 5406668) is an Investment Advisor Representative working at Goss Wealth Management in Manhattan, KS and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Gwm Advisors, Llc Dba Investment Services LLC Manhattan, KS Jul 2016 - Current < 1
Lpl Financial, LLC Manhattan, KS Jul 2016 - Current < 1
Wells Fargo Advisors LLC Manhattan, KS May 2009 - Jul 2016 7
Wachovia Securities, LLC Manhattan, KS Oct 2008 - May 2009 < 1
Cooper Malone Mcclain, Inc. Wichita, KS Jun 2007 - Oct 2008 1
Walters-morgan Construction Inc. Manhattan, KS Oct 1978 - Jul 2007 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2007
S66 NASAA Uniform Combined State Law Examination Oct 2008
Contact Info for John D. Walters
Phone Number: 225-930-4677
Firm Website: http://www.toupswm.com
Registered State(s):
  • KS
  • LA
By the Numbers
  • Total Assets Under Management
    255
    MILLIONS
  • Total Number of Accounts
    1,206
    ACCOUNTS
  • Average Account Value
    $211,130
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, CA, CO, FL, GA, HI, KS, LA, MS, TX

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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