John WaltersCRD Number: 5406668
Current Firm: Goss Wealth Management
John Walters (CRD# 5406668) is an Investment Advisor Representative working at Goss Wealth Management in Manhattan, KS and has over 9 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
Investacorp Advisory Services Inc.
Ameriprise Financial Services, Inc.
|Gwm Advisors, Llc Dba Investment Services LLC||Manhattan, KS||Jul 2016 - Current||1|
|Lpl Financial, LLC||Manhattan, KS||Jul 2016 - Current||1|
|Wells Fargo Advisors LLC||Manhattan, KS||May 2009 - Jul 2016||7|
|Wachovia Securities, LLC||Manhattan, KS||Oct 2008 - May 2009||< 1|
|Cooper Malone Mcclain, Inc.||Wichita, KS||Jun 2007 - Oct 2008||1|
|Walters-morgan Construction Inc.||Manhattan, KS||Oct 1978 - Jul 2007||28|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 2007|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Total Assets Under Management255MILLIONS
Total Number of Accounts1,206ACCOUNTS
Average Account Value$211,130
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, CA, CO, FL, GA, HI, KS, LA, MS, TX