Mary Swan (CRD# 6610800) is an Investment Advisor Representative working at Leigh Baldwin & Company, LLC in Manlius, NY and has over 8 years of experience in the finance industry.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 1200413
Rbc Capital Markets, LLC
CRD# 828730
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Leigh Baldwin & Company, LLC | Cazenovia, NY | Jan 2021 - Current | 3 |
| Morgan Stanley Private Bank, National Association | New York, NY | Oct 2017 - Dec 2020 | 3 |
| Morgan Stanley | Syracuse, NY | Aug 2017 - Dec 2020 | 3 |
| Mml Investors Services, LLC | Syracuse, NY | Mar 2017 - Aug 2017 | < 1 |
| Massmutual | Plymouth Meeting, PA | May 2016 - Mar 2017 | < 1 |
| Unemployed | Narberth, PA | Sep 2014 - May 2016 | 1 |
| Miller Investment Management | Conshohocken, PA | Jan 2014 - Sep 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Mar 2016 |
- NY
- PA
-
Total Assets Under Management232MILLIONS
-
Total Number of Accounts957ACCOUNTS
-
Average Account Value$242,436
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CT, DE, FL, GA, IL, MA, NC, NJ, NY, PA, SC, TX, VA
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