Ralph Johnston
CRD Number: 3157512Current Firm: United Planners' Financial Services Of America A Limited Partner
Ralph Johnston (CRD# 3157512) is an Investment Advisor Representative working at United Planners' Financial Services Of America A Limited Partner in Mansfield Center, CT and has over 25 years of experience in the finance industry.
CRD# 5623606
Citizens Securities, Inc.
CRD# 4385290
Lpl Financial LLC
CRD# 2093525
Integrated Wealth Concepts LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| United Planners' Financial Services | Scottsdale, AZ | Aug 2015 - Current | 8 |
| Ralph Johnston Iii, Insurance Agent | Mansfield Center, CT | Aug 2015 - Current | 8 |
| Ralph Johnston Iii, Insurance Agent | Mansfield Ctr, CT | Aug 2015 - Current | 8 |
| Reservoir Financial LLC | Mansfield Center, CT | Jul 2015 - Current | 8 |
| Ralph Johnston Iii Independent Insurance | Mansfield Center, CT | Aug 2000 - Current | 23 |
| Reservoir Financial LLC | Mansfield Ctr, CT | Aug 2015 - Jun 2021 | 5 |
| Infinex Investments, Inc. | Farmington, CT | Dec 2000 - Jul 2015 | 14 |
| Savings Institute | Willimantic, CT | Nov 2000 - Jul 2015 | 14 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1998 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2000 |
| S66 | NASAA Uniform Combined State Law Examination | May 2006 |
- CT
- NH
- TX
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Total Assets Under Management9,326MILLIONS
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Total Number of Accounts43,221ACCOUNTS
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Average Account Value$215,783
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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