Preston Rosamond
CRD Number: 4343488Current Firm: The Rosamond Financial Group Wealth Management, LLC
Compensation Model: Fee Only
Preston Rosamond (CRD# 4343488) is a Registered Investment Advisor in Marble Falls, TX and has over 18 years of experience in the finance industry.
CRD# 2219717
Kestra Advisory Services, LLC
CRD# 2610650
Ii Technology, LLC
CRD# 6433039
Kestra Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| The Rosamond Financial Group Wealth Management, LLC | Marble Falls, TX | Dec 2017 - Current | 6 |
| Summit Brokerage Services, Inc. | Marble Falls, TX | Apr 2009 - Jun 2018 | 9 |
| Summit Financial Group, Inc. | Marble Falls, TX | Apr 2009 - Jun 2018 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2001 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2006 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- TX
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Total Assets Under Management54MILLIONS
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Total Number of Accounts257ACCOUNTS
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Average Account Value$211,644
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
TX
The Rosamond Financial Group Wealth Management, LLC, is a Registered Investment Advisor. Advisory services offered through The Rosamond Financial Group Wealth Management, LLC.
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