Philip Shaffer (CRD# 716363) is an Investment Advisor Representative working at Hamilton Capital in Marco Island, FL and has over 43 years of experience in the finance industry.
CRD# 5167067
Advanced Investment Management LLC
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hamilton Capital Management, Inc. | Columbus, OH | Oct 2018 - Current | 5 |
| Halite Partners, LLC | Marco Island, FL | Aug 2017 - Current | 6 |
| Halite Partners, LLC | Columbus, OH | Aug 2017 - Oct 2018 | 1 |
| Halite Partners, LLC | Columbus, OH | Jun 2017 - Oct 2018 | 1 |
| Halite Partners, LLC | Columbus, OH | Aug 2017 - Oct 2017 | < 1 |
| Morgan Stanley | Granville, OH | Mar 2016 - Jun 2017 | 1 |
| Morgan Stanley | Marco Island, FL | Jul 2015 - Jun 2017 | 1 |
| Morgan Stanley Private Bank, N.a. | New York, NY | Jan 2015 - Jun 2017 | 2 |
| Morgan Stanley | Columbus, OH | Jun 2009 - Jun 2017 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1980 |
| S65 | NASAA Investment Advisors Law Examination | Mar 1993 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management4,220MILLIONS
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Total Number of Accounts8,483ACCOUNTS
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Average Account Value$497,449
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