Johnathan Phillips (CRD# 6721284) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Maricopa, AZ and has over 7 years of experience in the finance industry.
CRD# 5720193
Lpl Financial LLC
CRD# 5169178
J.p. Morgan Securities LLC
CRD# 4813599
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Phoenix, AZ | Oct 2020 - Current | 3 |
| Schwab Private Client Investment Advisors | Phoenix, AZ | Oct 2018 - Oct 2020 | 2 |
| Charles Schwab & Company, Inc. | Phoenix, AZ | Feb 2017 - Oct 2020 | 3 |
| The Vanguard Group, Inc. | Scottsdale, AZ | Oct 2016 - Dec 2016 | < 1 |
| Guaranty Bank | Milwaukee, WI | May 2012 - Aug 2016 | 4 |
| University Of Wisconsin Milwaukee | Milwaukee, WI | Jan 2012 - May 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2016 |
| S66 | NASAA Uniform Combined State Law Examination | Dec 2018 |
- AZ
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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