Michael TrickeyCRD Number: 3025989
Current Firm: Voya Financial Advisors, Inc.
Michael Trickey (CRD# 3025989) is an Investment Advisor Representative working at Voya Financial Advisors, Inc. in Marinette, WI and has over 20 years of experience in the finance industry.
Associated Investment Services, Inc.
Voya Financial Advisors, Inc.
Lpl Financial LLC
|Voya Financial Advisors||Marquette, MI||Sep 2014 - Current||3|
|Ing Financial Partners, Inc.||Marquette, MI||May 2010 - Sep 2014||4|
|Unemployed||Marquette, MI||Dec 2009 - May 2010||< 1|
|Lpl Financial Corporation||Gwinn, MI||Mar 2008 - Dec 2009||1|
|Ifmg Securities, Inc.||Purchase, NY||Mar 2007 - Mar 2008||1|
|F & M Bank||Marquette, MI||Mar 2007 - Mar 2008||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1998|
|S65||NASAA Investment Advisors Law Examination||Jul 2010|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management11,151MILLIONS
Total Number of Accounts59,860ACCOUNTS
Average Account Value$186,281
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY