Kenneth Cappelli (CRD# 2504165) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Marlton, NJ and has over 28 years of experience in the finance industry.
CRD# 2972218
Lpl Financial LLC
CRD# 4498867
Raymond James Financial Services Advisors, Inc.
CRD# 1272342
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Securities America Advisors | Marlton, NJ | Nov 2020 - Current | 3 |
| Securities America, Inc. | Marlton, NJ | Nov 2020 - Current | 3 |
| Equitable Advisors, LLC | New York, NY | Nov 2016 - Nov 2020 | 4 |
| Axa Advisors, LLC | New York, NY | Nov 2016 - Jun 2020 | 3 |
| Mutual Of Omaha Investor Services, Inc. | Omaha, NE | Aug 2011 - Nov 2016 | 5 |
| Mutual Of Omaha | Marlton, NJ | Jun 2008 - Nov 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1995 |
| S66 | NASAA Uniform Combined State Law Examination | Feb 2008 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NJ
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Total Assets Under Management40,420MILLIONS
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Total Number of Accounts211,150ACCOUNTS
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Average Account Value$191,430
- A percentage of assets under your management
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- Portfolio management for businesses (other than small businesses) or institutional clients
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- Educational seminars/workshops
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