Claude Clay (CRD# 6674914) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Bridgewater, NJ and has over 7 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 4125056
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Bridgewater, NJ | Mar 2021 - Current | 3 |
| Mass Mutual Life Insurance Company | Elmsford, NY | Oct 2020 - Mar 2021 | < 1 |
| Mml Investors Services | Elmsford, NY | Oct 2020 - Mar 2021 | < 1 |
| Minnesota Life Insurance Co | Martinsville, NJ | Sep 2017 - Oct 2020 | 3 |
| Securian Financial Serivces Inc. | Martinsville, NJ | Sep 2017 - Oct 2020 | 3 |
| Allied Wealth Partners | Martinsville, NJ | Aug 2017 - Oct 2020 | 3 |
| Securian Financial Services Inc. | St. Paul, MN | Aug 2017 - Sep 2017 | < 1 |
| Buy Rite Liquors | Bound Brook, NJ | Mar 2017 - Sep 2017 | < 1 |
| Pruco Securities, LLC | Paramus, NJ | Dec 2016 - Feb 2017 | < 1 |
| Edward Jones | St Louis, MO | Jul 2016 - Nov 2016 | < 1 |
| Ramapo College Of New Jersey | Mahwah, NJ | Aug 2013 - Jun 2016 | 2 |
| Enterprise Rent A Car | Raritan And Oakland, NJ | May 2015 - Feb 2016 | < 1 |
| Mandara's Pizzaria | Wycoff, NJ | Oct 2014 - Mar 2015 | < 1 |
| Raritan Valley Country Club | Bridgewater, NJ | May 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2017 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2017 |
- NJ
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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