Judith GriffinCRD Number: 4437824
Current Firm: Cambridge Investment Research Advisors, Inc.
Judith Griffin (CRD# 4437824) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Maryland Heights, MO and has over 16 years of experience in the finance industry.
Financial Planning Associates, Inc.
Cutter & Company, Inc.
Mml Investors Services, LLC
|Cambridge Investment Research, Inc.||Fairfield, IA||Dec 2010 - Current||7|
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Dec 2010 - Current||7|
|New England Securities||St Louis, MO||Jan 2010 - Dec 2010||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691||Clayton, MO||Oct 2006 - Jan 2010||3|
|A.g. Edwards & Sons, Inc.||Frontenac, MO||Aug 2001 - Oct 2006||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2001|
|S66||NASAA Uniform Combined State Law Examination||Mar 2007|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV