Gerald Summers (CRD# 872589) is an Investment Advisor Representative working at Artifex Financial Group, LLC in Cincinnati, OH and has over 44 years of experience in the finance industry. Gerald Summers has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6208290
Fidelity Personal And Workplace Advisors
CRD# 2667585
Edward Jones
CRD# 2076400
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Artifex Financial Group, LLC | Dayton, OH | Dec 2018 - Current | 5 |
| Gerald O Summers, LLC | West Chester, OH | Nov 2007 - Jan 2019 | 11 |
| Gerald O Summers, LLC | West Chester, OH | Jan 2001 - Dec 2018 | 17 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1979 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- OH
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Total Assets Under Management233MILLIONS
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Total Number of Accounts1,004ACCOUNTS
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Average Account Value$231,993
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other
OH
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