Lori Givens (CRD# 6145137) is an Investment Advisor Representative working at Wheat Givens Financial, LLC in Mckinney, TX and has over 10 years of experience in the finance industry. Lori Givens has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5009276
Hedgefield Wealth Management
CRD# 2234163
Cravens Brothers Private Wealth Management LLC
CRD# 2492919
Patton Wealth Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wheat-givens Financial, LLC | Mckinney, TX | Aug 2021 - Current | 2 |
| Wheat-givens Financial, LLC | Mckinney, TX | Aug 2021 - Current | 2 |
| United Planners' Financial Services | Scottsdale, AZ | Jun 2014 - Current | 9 |
| Lori Givens | Mckinney, TX | Mar 2014 - Current | 10 |
| Lori Givens | Mckinney, TX | Mar 2014 - Current | 10 |
| Wheat-givens Financial, LLC | Mckinney, TX | Jul 2015 - Aug 2021 | 6 |
| Two-heads Business Partnering | Mckinney, TX | Feb 2011 - Dec 2016 | 5 |
| Phil D. Wheat, Cfp | Mckinney, TX | Aug 2014 - Jul 2015 | < 1 |
| Phil D. Wheat, Cfp | Mckinney, TX | Aug 2013 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Jul 2013 |
| S63 | Uniform Securities State Law Examination | Aug 2014 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AR
- FL
- LA
- OK
- TX
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Total Assets Under Management144MILLIONS
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Total Number of Accounts721ACCOUNTS
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Average Account Value$199,804
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AR, FL, LA, OK, TN, TX
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