Elizabeth Updike, financial advisor Mclean VA
71 score

Elizabeth Updike

CRD Number: 1290952
Current Firm: Wells Fargo Advisors, LLC

Elizabeth Updike (CRD# 1290952) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Mclean, VA and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Mclean, VA Jan 2015 - Current 1
Bb&t Investment Services, Inc. Herndon, VA Sep 2013 - Jan 2015 1
Mml Investors Services Fairfax, VA Mar 2013 - Sep 2013 < 1
Mass Mutual Life Insurance Company Fairfax, VA Feb 2013 - Sep 2013 < 1
Wilson And Kazee Diversified Financial Group Saginaw, MI May 2012 - Nov 2012 < 1
Riversource Distributors, Inc. Minnepolis, MN Nov 2010 - Mar 2012 1
Allianz Life Financial Services, LLC Minneapolis, MN Sep 2008 - Oct 2010 2
Allianz Life Insurance Company Of North America Minneapolis, MN Sep 2008 - Oct 2010 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Vienna, VA Feb 2002 - Aug 2008 6
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Dec 2013
S63 Uniform Securities State Law Examination Sep 1984
S66 NASAA Uniform Combined State Law Examination Aug 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Elizabeth A. Updike
Phone Number: 314-875-3000
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
71

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