David Lee, financial advisor Memphis TN
96 score

David Lee

CRD Number: 1783035
Current Firm: Commonwealth Financial Network

David Lee (CRD# 1783035) is an Investment Advisor Representative working at Commonwealth Financial Network in Memphis, TN and has over 28 years of experience in the finance industry. David Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Summit Wealth Group Memphis, TN Jul 2015 - Current 1
Commonwealth Financial Network Waltham, MA Aug 2007 - Current 9
David Lee Financial Memphis, TN Aug 2010 - Jun 2015 4
David Lee Cfp Memphis, TN Oct 2003 - Jul 2010 6
Hd Vest Advisory Irving, TX Sep 1993 - Aug 2007 13
H.d. Vest Investment Securities, Inc. Irving, TX Dec 1987 - Aug 2007 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1987
Contact Info for David J. Lee
Phone Number: 781-736-0700
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    52,073
    MILLIONS
  • Total Number of Accounts
    229,200
    ACCOUNTS
  • Average Account Value
    $227,194
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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