Katie Stephenson, financial advisor Memphis TN
90 score

Katie Stephenson

CRD Number: 6104729
Current Firm: Fsg Investment Management, LLC

Katie Stephenson (CRD# 6104729) is an Investment Advisor Representative working at Fsg Investment Management, LLC in Memphis, TN and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Duncan-williams, Inc. Memphis, TN Aug 2012 - Current 4
University Of Memphis Memphis, TN Aug 2009 - Aug 2012 3
U.s. Senator Roger Wicker Washington, DC Jul 2011 - Aug 2011 < 1
Republican Governors Association Washington, DC May 2010 - Aug 2010 < 1
Mississippi State University Starkville, MS Aug 2008 - Aug 2009 1
Mississippi State University Starkville, MS Aug 2003 - Aug 2009 6
Mississippi State University Starkville, MS Aug 2007 - Aug 2008 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2012
S65 NASAA Investment Advisors Law Examination Feb 2014
Contact Info for Katie C. Stephenson
Phone Number: 901-531-7423
Firm Website: http://www.fsgim.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    647
    MILLIONS
  • Total Number of Accounts
    574
    ACCOUNTS
  • Average Account Value
    $1,127,855
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AL, AR, AZ, CO, FL, GA, LA, MS, NC, NV, NY, PA, SC, TN, TX

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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