Sean Gould, financial advisor Memphis TN
92 score

Sean Gould

CRD Number: 6231004
Current Firm: Waddell & Associates, LLC

Sean Gould (CRD# 6231004) is an Investment Advisor Representative working at Waddell & Associates, LLC in Memphis, TN and has over 3 years of experience in the finance industry. Sean Gould has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Waddell & Associates, LLC Memphis, TN Apr 2016 - Current < 1
Waddell & Associates Memphis, TN Oct 2012 - Apr 2016 3
Ernst & Young Memphis, TN Sep 2008 - Oct 2012 4
University Of Mississippi Oxford, MS Apr 2007 - Sep 2008 1
Ernst & Young Memphis, TN Jan 2007 - Mar 2007 < 1
University Of Mississippi Oxford, MS Jan 2006 - Jan 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jul 2013
Contact Info for Sean E. Gould
Phone Number: 901-767-9187
Registered State(s):
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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