Benjamin Uphoff (CRD# 6773302) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Mendota Heights, MN and has over 6 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
CRD# 6665238
U.s. Bancorp Investments, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Oct 2021 - Current | 2 |
| Northwestern Mutual Investment Services LLC | Mendota Hts, MN | Sep 2021 - Current | 2 |
| Bradley Baune | Mendota Hts, MN | Aug 2021 - Current | 2 |
| Baune Financial | Mendota Hts, MN | Aug 2021 - Aug 2021 | < 1 |
| Thrivent Investment | Appleton, WI | May 2017 - Aug 2021 | 4 |
| Duluth Trading Company | Belleville, WI | May 2015 - May 2017 | 2 |
| Journey Associates | Dell Rapids, SD | Jan 2012 - May 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2017 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2018 |
- MN
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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