Heather Vaughan (CRD# 2759072) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Mendota Heights, MN and has over 9 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Natalia Keene | Mendota Heights, MN | Jun 2017 - Current | 6 |
| Thomas Patnode | Eagan, MN | May 2015 - Current | 8 |
| Roman Hernandez | Eagan, MN | May 2015 - Current | 8 |
| Northwestern Mutual Investment Services LLC | Mendota Heights, MN | Jul 2014 - Current | 9 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Jul 2014 - May 2015 | < 1 |
| Unemployed | Inver Grove, MN | May 2013 - Jul 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2014 |
| S65 | NASAA Investment Advisors Law Examination | Feb 2015 |
- MN
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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