James Schwarz, financial advisor San Mateo CA

James Schwarz

CRD Number: 1170765
Current Firm: Clear Retirement Advice LLC

James Schwarz (CRD# 1170765) is an Investment Advisor Representative working at Clear Retirement Advice LLC in San Mateo, CA and has over 12 years of experience in the finance industry. James Schwarz has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Clear Retirement Advice LLC San Mateo, CA Oct 2017 - Current 6
Charles Schwab & Company, Inc. Menlo Park, CA Jun 2011 - Oct 2017 6
Charles Schwab Bank Menlo Park, CA Jun 2011 - Oct 2017 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2011
Contact Info for James M. Schwarz
Phone Number: 650-446-5440
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    84
    MILLIONS
  • Total Number of Accounts
    153
    ACCOUNTS
  • Average Account Value
    $551,529
Compensation Options
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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