James SchwarzCRD Number: 1170765
Current Firm: Charles Schwab & Company, Inc.
James Schwarz (CRD# 1170765) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Menlo Park, CA and has over 5 years of experience in the finance industry.
Altos Investments, Inc.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
|Charles Schwab & Company, Inc.||Menlo Park, CA||Jun 2011 - Current||5|
|Charles Schwab Bank||Menlo Park, CA||Jun 2011 - Current||5|
|Cisco Systems, Inc.||San Jose, CA||Jul 2008 - Jun 2011||2|
|Usc Marshall School Of Business||Los Angeles, CA||Jan 2008 - Jun 2008||< 1|
|Lombardia Capital Partners||Pasadena, CA||Sep 2006 - Dec 2007||1|
|Usc Marshall School Of Business||Los Angeles, CA||Jan 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV