Joshua Peters (CRD# 3070720) is an Investment Advisor Representative working at Morgan Dempsey Capital Management LLC in Menomonee Falls, WI and has over 21 years of experience in the finance industry.
CRD# 170
Mutual Of Omaha Investor Services, Inc.
CRD# 6857150
Landaas & Company
CRD# 6289332
Annex Wealth Management, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Morgan Dempsey Capital Management, LLC | Menomonee Falls, WI | Feb 2022 - Current | 2 |
| Zenith Sterling Advisers, LLC | Bloomington, IL | Jul 2018 - Jan 2022 | 3 |
| Oppenheimerfunds | New York, NY | Dec 2016 - Jun 2018 | 1 |
| Morningstar Inc. | Chicago, IL | Sep 2004 - Nov 2016 | 12 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- MO
- WI
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Total Assets Under Management346MILLIONS
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Total Number of Accounts705ACCOUNTS
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Average Account Value$490,432
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
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