Brian Lafata (CRD# 6162064) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mentor, OH and has over 10 years of experience in the finance industry.
CRD# 1065232
Independence Capital Company, Inc.
CRD# 4787364
The Center For Eldercare Finance
CRD# 5069849
Strategic Wealth Partners, Ltd.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Services LLC | St Cloud, MN | Aug 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Mentor, OH | Aug 2023 - Current | < 1 |
| First National Bank Of Pa | Mentor, OH | Aug 2023 - Current | < 1 |
| Key Investment Services, LLC | Mentor, OH | Jul 2017 - Aug 2023 | 6 |
| Key Investment Services, LLC | Erie, PA | Nov 2016 - Jul 2017 | < 1 |
| Key Bank | Corry, PA | Sep 2016 - Jul 2017 | < 1 |
| Key Investment Services LLC | Corry, PA | Sep 2016 - Nov 2016 | < 1 |
| First Niagara Bank | Warren, PA | Apr 2013 - Sep 2016 | 3 |
| Lpl Financial LLC | Charlotte, NC | Apr 2013 - Sep 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 2013 |
| S66 | NASAA Uniform Combined State Law Examination | May 2017 |
- OH
-
Total Assets Under Management104,469MILLIONS
-
Total Number of Accounts423,554ACCOUNTS
-
Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.