Scott Schwartz, financial advisor Mequon WI

Scott Schwartz

CRD Number: 2314442
Current Firm: Spectrum Investment Advisors, Inc.

Scott Schwartz (CRD# 2314442) is an Investment Advisor Representative working at Spectrum Investment Advisors, Inc. in Mequon, WI and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Spectrum Investment Advisors, Inc. Mequon, WI Apr 2014 - Current 9
Lpl Financial Mequon, WI Jun 2014 - Sep 2015 1
Bmo Retirement Services Milwaukee, WI Oct 2011 - Apr 2014 2
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Nov 2014
S63 Uniform Securities State Law Examination Jul 2014
Contact Info for Scott A. Schwartz
Phone Number: 262-238-4010
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    590
    MILLIONS
  • Total Number of Accounts
    874
    ACCOUNTS
  • Average Account Value
    $675,378
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

GA, IL, MI, NC, NY, TX, WI

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