Steven FoxCRD Number: 1277764
Current Firm: Ameriprise Financial Services, Inc.
Steven Fox (CRD# 1277764) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Mercer Island, WA and has over 33 years of experience in the finance industry.
Brighton Jones LLC
|Ameriprise Financial Services Inc.||Bellevue, WA||Jul 2013 - Current||4|
|Unemployed||Prior Lake, MN||Dec 2011 - Jul 2013||1|
|Ameriprise Financial Services Inc.||Minneapolis, MN||Sep 2010 - Nov 2011||1|
|Unemployed||Prior Lake, MN||Oct 2009 - Aug 2010||< 1|
|Wings Financial Credit Union||Apple Valley, MN||Jan 2009 - Sep 2009||< 1|
|Cuna Brokerage Services, Inc.||Waverly, IA||Jan 2009 - Sep 2009||< 1|
|Ameriprise Financial Services, Inc.||Bloomington, MN||Sep 2006 - Dec 2008||2|
|Ids Life Insurance Company||Minneapolis, MN||Aug 1985 - Aug 2006||21|
|American Express Financial Advisors Inc.||Minneapolis, MN||Aug 1985 - Aug 2006||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1984|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Judgments / Liens
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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