Warwick Simons (CRD# 7614230) is an Investment Advisor Representative working at Compound Global Advisors, LLC in Mercer Island, WA and has 1 year of experience in the finance industry.
CRD# 5925615
Securities America Advisors, Inc.
CRD# 6886032
Capital Partners Wealth Management
CRD# 6533806
Harbour Investments, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Ws Portfolio Advisory | Mercer Island, WA | Mar 2022 - Current | 2 |
| Warwick Simons Consulting | Auckland, | Feb 2021 - Feb 2022 | 1 |
| Cogent Investing | Hong Kong, | Mar 2017 - Feb 2021 | 3 |
| Unemployed | Hong Kong, | Nov 2016 - Mar 2017 | < 1 |
| Goldman Sachs Asia | Hong Kong, | Feb 2013 - Nov 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2022 |
- WA
-
Total Assets Under Management599MILLIONS
-
Total Number of Accounts1ACCOUNTS
-
Average Account Value$599,386,000
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
WA
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