Lloyd Kent, financial advisor Mesa AZ
93 score

Lloyd Kent

CRD Number: 4452265
Current Firm: Cetera Investment Advisers LLC

Lloyd Kent (CRD# 4452265) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mesa, AZ and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Schaumburg, IL Nov 2002 - Current 14
Cetera Financial Specialists LLC Schaumburg, IL Sep 2001 - Current 15
Lloyd E. Kent Cpa Mesa, AZ Oct 1991 - Current 25
Prof. Lending Association Mesa, AZ Oct 2003 - Jan 2009 5
Janz Enterprises LLC Scottsdale, AZ May 2001 - Dec 2007 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2001
Contact Info for Lloyd E. Kent
Phone Number: 888-528-2987
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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