Nicholas Rohde, financial advisor Metairie LA

Nicholas Rohde

CRD Number: 6321144
Current Firm: Gregory Ricks Llc Dba Gregory Ricks & Associates

Nicholas Rohde (CRD# 6321144) is an Investment Advisor Representative working at Gregory Ricks Llc Dba Gregory Ricks & Associates in Metairie, LA and has over 9 years of experience in the finance/banking industry.

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Company Name Location Dates Years
Gregory Ricks Llc Dba Gregory Ricks & Associates Metairie, LA Aug 2013 - Current 7
Regions Bank New Orleans, LA Oct 2007 - Aug 2013 5
Best Buy Gulfport, MS Dec 2005 - Aug 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2014
Contact Info for Nicholas Rohde
Phone Number: 504-832-9200
Advisor Website: http://www.gregoryricks.com
Registered State(s):
  • LA
  • MS
By the Numbers
  • Total Assets Under Management
    102
    MILLIONS
  • Total Number of Accounts
    3,352
    ACCOUNTS
  • Average Account Value
    $30,385
Compensation Options
  • A percentage of assets under your management
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

LA, MS, TX

Firm Disclaimer:

Gregory Ricks & Associates is a Registered Investment Advisor which offers services and charges fees as set forth in Form ADV, a copy of which you should obtain prior to investment.

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Data verified by both the advisor and the public regulatory data.

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