Nicholas Rohde, financial advisor Mandeville LA

Nicholas Rohde

CRD Number: 6321144
Current Firm: Ae Wealth Management, LLC

Nicholas Rohde (CRD# 6321144) is an Investment Advisor Representative working at Gregory Ricks Llc Dba Gregory Ricks & Associates in Metairie, LA and has over 9 years of experience in the finance/banking industry.

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Company Name Location Dates Years
Ae Wealth Management, LLC Topeka, KS May 2019 - Current 4
Gregory Ricks & Associates, Inc. Metairie, LA Aug 2013 - Current 10
Snap Solutions, LLC Destrehan, LA May 2016 - Jul 2022 6
Rohde Photography, LLC Destrehan, LA Jan 2018 - Jan 2022 4
J.w. Cole Advisors, Inc. Tampa, FL Apr 2019 - May 2019 < 1
Global Financial Private Capital, LLC Sarasota, FL Oct 2017 - Apr 2019 1
Gregory Ricks Llc Dba Gregory Ricks & Associates Metairie, LA Aug 2013 - Oct 2017 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jan 2014
Contact Info for Nicholas Rohde
Phone Number: 866-363-9595
Advisor Website: http://www.gregoryricks.com
Registered State(s):
  • LA
  • MS
  • TX
By the Numbers
  • Total Assets Under Management
    27,083
    MILLIONS
  • Total Number of Accounts
    277,294
    ACCOUNTS
  • Average Account Value
    $97,668
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Firm Disclaimer:

Gregory Ricks & Associates is a Registered Investment Advisor which offers services and charges fees as set forth in Form ADV, a copy of which you should obtain prior to investment.

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Data verified by both the advisor and the public regulatory data.

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